WealthProSM, LLC (“WealthPro”) is an SEC registered investment adviser located in Gloversville, New York. WealthPro and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC registered investment advisers by those states in which WealthPro maintains clients. WealthPro may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. WealthPro's web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of WealthPro's web site on the Internet should not be construed by any consumer and/or prospective client as WealthPro's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute of for, personalized individual advice from WEALTHPRO. Any subsequent, direct communication by WealthPro with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of WealthPro, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov or and/or the state securities law administrators for those states in which WealthPro is registered. A copy of WealthPro's current written disclosure statement discussing WealthPro's business operations, services, and fees is available from WealthPro upon written request. WealthPro does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to WealthPro's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
The Representatives of WealthProSM, LLC are also registered in their individual capacity to offer securities in several states through The Strategic Financial Alliance, Inc., an independent broker-dealer and member NASD/SIPC. Such representatives may also be licensed to offer insurance through one of several relationships, acting in the capacity of "Agent" in various states. Such individuals may only transact business in a particular state if they hold appropriate licensure or registrations, or by otherwise satisfying the requirements of that state, or if they are exempted from such requirements. Any follow up, or individualized response to consumers in a particular state that involves the offering of investment advice, securities, and/or insurance, for compensation, shall not be made without first complying with the regulations applying to the jurisdiction and type of activity/service involved. As circumstances and opportunities warrant, such individuals may apply for registration and/or licensure in additional states - however they may not conduct any business in such states prior to receipt of whatever regulatory approvals are required.
At present, one or more of the individuals who represent WealthPro hold insurance licenses with the states of Florida, North Carolina, South Carolina, Nevada, New York, and Wisconsin. At present, one or more of the individuals who represent WealthPro hold securities registrations through The Strategic Financial Alliance, Inc. with the states of California, Colorado, Connecticut, Florida, North Carolina, New Hampshire, New Jersey, Nevada, New York, South Carolina, Virginia, and Wisconsin.
ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.
Updated October 16, 2006